-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VFYTa/z4Ws3Sx2RPUjpmu+kOJIlYBoeNZoEXXhXgVZVRX0EgATCiT0FxJqM9I0j4 DKbQJFdL0hxEXe9Xwis+yg== 0000935836-01-500146.txt : 20010223 0000935836-01-500146.hdr.sgml : 20010223 ACCESSION NUMBER: 0000935836-01-500146 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010215 GROUP MEMBERS: SNYDER CAPITAL MANAGEMENT INC. GROUP MEMBERS: SNYDER CAPITAL MANAGEMENT LP /ADV SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CKE RESTAURANTS INC CENTRAL INDEX KEY: 0000919628 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 330602639 STATE OF INCORPORATION: DE FISCAL YEAR END: 0125 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-43453 FILM NUMBER: 1546701 BUSINESS ADDRESS: STREET 1: 401 WEST CARL KARCHER WAY CITY: ANAHEIM STATE: CA ZIP: 92801 BUSINESS PHONE: 7147745796 MAIL ADDRESS: STREET 1: 401 WEST CARL KARCHER WAY CITY: ANAHEIM STATE: CA ZIP: 92801 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SNYDER CAPITAL MANAGEMENT LP /ADV CENTRAL INDEX KEY: 0001041048 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 350 CALIFORNIA ST STREET 2: STE 1460 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1436 BUSINESS PHONE: 4153923900 MAIL ADDRESS: STREET 1: 350 CALIFORNIA ST STREET 2: SUITE 1460 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-1436 FORMER COMPANY: FORMER CONFORMED NAME: SNYDER CAPITAL MANAGEMENT LP /ADV DATE OF NAME CHANGE: 19980219 SC 13G/A 1 ckerestaurants13g.htm 1: 2: 4: 5: 6: 7: 8: 9: 10: 11: 12: 13: 14: 15: 16: 17: 18: 19: 20: 21: 22: 23: 24: 25: 26: 27: 29: 31: 32:
28:

SEC 1745

30:

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

33: 34: 35: 36: 40: 46: 47:
37:

UNITED STATES

38:

SECURITIES AND EXCHANGE COMMISSION

39:

Washington, D.C. 20549

41:

OMB APPROVAL

42:

OMB Number: 3235-0145

43:

Expires: October 31, 2002

44:

Estimated average burden

45:

hours per response . . . .14.9

48: 49:

SCHEDULE 13G
50:
51: Under the Securities Exchange Act of 1934
52: (Amendment No. 1)

53:

 

54:

CKE Restaurants, Inc.

55:

56:

(Name of Issuer)

57:

 

58:

Common Stock

59:

60:

(Title of Class of Securities)

61:

 

62:

12561E105

63:

64:

(CUSIP Number)

65:

 

66:

December 31, 2000

67:

68:

(Date of Event Which Requires Filing of this Statement)

69:

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

70:

[X] Rule 13d-1(b)

71:

[ ] Rule 13d-1(c)

72:

[ ] Rule 13d-1(d)

73:

 

74:

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

75:

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

76:

 

77:

78: 79: 80: 81: 82:

1. Names of Reporting Persons.
83: I.R.S. Identification Nos. of above persons (entities only).
84:
85: Snyder Capital Management, L.P.

86:
87:
88:
89: 90:

91: 92: 93: 94: 95:

2. Check the Appropriate Box if a Member of a Group (See Instructions)
96:
97: (a) X
98:
99: (b) ______

100:
101:
102:
103: 104:

105: 106: 107: 108: 109:

3. SEC Use Only

110:
111:
112:
113: 114:

115: 116: 117: 118: 119:

4. Citizenship or Place of Organization Delaware

120:
121:
122:
123: 124: 125: 132: 134: 135: 137: 138: 140: 141: 143: 144:
126:

Number of

127:

Shares

128:

Beneficially

129:

Owned by

130:

Each Reporting

131:

Person With

133:

5. Sole Voting Power -0-

136:

6. Shared Voting Power 4,577,400

139:

7. Sole Dispositive Power -0-

142:

8. Shared Dispositive Power 5,041,541

145: 146: 147: 148: 149: 150:

9. Aggregate Amount Beneficially Owned by Each Reporting Person 5,041,541

151:
152:
153:
154: 155:

156: 157: 158: 159: 160:

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
161: Instructions) ______

162:
163:
164:
165: 166:

167: 168: 169: 170: 171:

11. Percent of Class Represented by Amount in Row (9) 9.98

172:
173:
174:
175: 176:

177: 178: 179: 180: 181:

12. Type of Reporting Person (See Instructions)

182:
183:
184:
185: 186:

187: 188: 189: 190: 191:

PN

192:

IA

193:

 

194:

 

195:
196:
197:
198: 199:

200: 201: 202: 203: 204:

1. Names of Reporting Persons.
205: I.R.S. Identification Nos. of above persons (entities only).
206:
207: Snyder Capital Management, Inc.

208:
209:
210:
211: 212:

213: 214: 215: 216: 217:

2. Check the Appropriate Box if a Member of a Group (See Instructions)
218:
219: (a) X
220:
221: (b) ______

222:
223:
224:
225: 226:

227: 228: 229: 230: 231:

3. SEC Use Only

232:
233:
234:
235: 236:

237: 238: 239: 240: 241:

4. Citizenship or Place of Organization Delaware

242:
243:
244:
245: 246: 247: 254: 256: 257: 259: 260: 262: 263: 265: 266:
248:

Number of

249:

Shares

250:

Beneficially

251:

Owned by

252:

Each Reporting

253:

Person With

255:

5. Sole Voting Power -0-

258:

6. Shared Voting Power 4,577,400

261:

7. Sole Dispositive Power -0-

264:

8. Shared Dispositive Power 5,041,541

267: 268: 269: 270: 271: 272:

9. Aggregate Amount Beneficially Owned by Each Reporting Person 5,041,541

273:
274:
275:
276: 277:

278: 279: 280: 281: 282:

10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See
283: Instructions) ______

284:
285:
286:
287: 288:

289: 290: 291: 292: 293:

11. Percent of Class Represented by Amount in Row (9) 9.98

294:
295:
296:
297: 298:

299: 300: 301: 302: 303:

12. Type of Reporting Person (See Instructions)

304:
305:
306:
307: 308:

309: 310: 311: 312: 313:

CO

314:

 

315:

 

316:
317:
318:
319: 320:

Item 1.

321: 322: 323: 324: 325:

(a) Name of Issuer
326:
327: CKE Restaurants, Inc.
328:

329:

(b) Address of Issuer's Principal Executive Offices
330:
331: 401 W. Carl Karcher Way, Anaheim, CA 92801
332:

333:
334:
335:
336: 337:

Item 2.

338: 339: 340: 341: 342:

(a) The names of the persons filing this statement are:
343:
344: Snyder Capital Management, L.P. ("SCMLP") and
345:
Snyder Capital Management, Inc. ("SCMI")
(collectively, the "Filers").

346:
347:
348:
349: 350:

SCMI is a wholly owned subsidiary of Nvest Holdings, Inc., which is a wholly owned subsidiary of Nvest Companies, L.P. ("Nvest Companies"). Nvest Companies is the sole limited partner of SCMLP. The general partner of Nvest Companies is CDCAM North America, LLC. CDCAM North America Corporation ("CDCAM NA") is the sole limited partner of Nvest Companies. CDCAM NA is a wholly owned subsidiary of CDC Asset Management S.A., which is owned by CNP Assurances, Caisse Nationale des Caisses E'Epargne and CDC Finance, each of which is owned by Caisse Nationale des Consignations ("CDC"), which is supervised by the government of France.

351:

SCMI and Nvest Companies operate under an understanding that all investment and voting decisions regarding managed accounts are to be made by SCMI and SCMLP and not by Nvest Companies or any entity controlling Nvest Companies. Accordingly, SCMI and SCMLP do not consider Nvest Companies or any entity controlling Nvest Companies to have any direct or indirect control over the securities held in managed accounts.

352: 353: 354: 355: 356:

(b) The principal business office of the Filers is located at:
357:
358: 350 California Street, Suite 1460, San Francisco, CA 94104

359:

(c) For citizenship of Filers, see Item 4 of the cover sheet for each Filer.

360:

(d) This statement relates to shares of common stock of the Issuer (the "Stock").

361:

(e) The CUSIP number of the Issuer is: 12561E105

362:

Item 3. If this statement is filed pursuant to rule 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

363: 364: 365:

(a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

366:

(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

367:

(c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

368:

(d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

369:

(e) [ ] An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E).

370:

(f) [ ] An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F).

371:

(g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G)

372:

(h) [ ] A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).

373:

(i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).

374:

(j) [X] Group, in accordance with section 240.13d-1(b)(1)(ii)(J).

375:

 

376:
377: 378:

Item 4. Ownership.

379:
380:
381:
382: 383:

See Items 5-9 and 11 of the cover page for each Filer.

384: 385: 386: 387: 388:

Item 5. Ownership of Five Percent or Less of a Class

389:
390:
391:
392: 393:

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].

394: 395: 396: 397: 398:

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

399:
400:
401:
402: 403:

SCMLP is a registered investment adviser whose clients have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Stock. No individual client's holdings of the Stock are more than five percent of the outstanding Stock.

404: 405: 406: 407: 408:

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

409:
410:
411:
412: 413:

Not applicable.

414: 415: 416: 417: 418:

Item 8. Identification and Classification of Members of the Group.

419:
420:
421:
422: 423:

SCLMP is a registered investment adviser. SCMI is the general partner of SCLMP.

424: 425: 426: 427: 428:

Item 9. Notice of Dissolution of Group

429:
430:
431:
432: 433:

Not applicable.

434: 435: 436: 437: 438:

Item 10. Certification.

439:
440:
441:
442: 443:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

444:

SIGNATURE

445:

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

446:

Dated: February ___, 2001

447:

 

448: 449: 457: 459: 460: 468: 470: 471:
450:

SNYDER CAPITAL MANAGEMENT, L.P.

451:

By: Snyder Capital Management, Inc.

452:

General Partner

453:

 

454:

By:

455:

Steven J. Block

456:

Vice President

458:

 

461:

 

462:

 

463:

SNYDER CAPITAL MANAGEMENT, INC.

464:

 

465:

By:

466:

Steven J. Block

467:

Vice President

469:

 

472: 473:

 

474:

EXHIBIT A

475:

AGREEMENT REGARDING JOINT FILING

476:

OF STATEMENT ON SCHEDULE 13D OR 13G

477:

The undersigned agree to file jointly with the Securities and Exchange Commission (the "SEC") any and all statements on Schedule 13D or Schedule 13G (and any amendments or supplements thereto) required under section 13(d) of the Securities Exchange Act of 1934, as amended, in connection with purchases by the undersigned of the common stock of CKE Restaurants, Inc. For that purpose, the undersigned hereby constitute and appoint Snyder Capital Management, L.P., a Delaware limited partnership, as their true and lawful agent and attorney-in-fact, with full power and authority for and on behalf of the undersigned to prepare or cause to be prepared, sign, file with the SEC and furnish to any other person all certificates, instruments, agreements and documents necessary to comply with section 13(d) and section 16(a) of the Securities Exchange Act of 1934, as amended, in connection with said purchases, and to do and perform every act necessary and proper to be done incident to the exercise of the foregoing power, as fully as the undersigned might or could do if personally present.

478:

Dated: February ___, 2001

479: 480: 486: 492: 493:
481:

Snyder Capital Management, L.P.
482:
483:
484: By:
485: Steven J. Block, Vice President

487:

Snyder Capital Management, Inc.
488:
489:
490: By:
491: Steven J. Block, Vice President

494: 495:

 

496:

497:
-----END PRIVACY-ENHANCED MESSAGE-----